SEC Form 4 · accession 0000899243-15-005317
Foundation Healthcare, Inc. · FDNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy T Oliver Jr.
10% Owner
Period of report
Sep 23, 2015
Accepted (ET)
Sep 24, 2015 · 10:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272597
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (par value $0.0001 per share)F3,F1,F2 | Sep 23, 2015 | S | 80,000 | $3.80 | D | 1,712,599 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By Oliver Company Holdings, LLC. Reporting person is the indirect owner of Oliver Company Holdings, LLC and has voting and investment power.
- F2Amount of securities benefically owned after reported transactions is 1,712,599 held of record as follows: 5,000 Roy T. Oliver, Jr.; 1,664,495 Oliver Company Holdings, LLC; 43,104 Valiant Invesments, LLC.
- F3Prior total shares was incorrectly reported due to rounding for a reverse stock split.