SEC Form 4 · accession 0000899243-15-000882
Foundation Healthcare, Inc. · FDNH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy T Oliver Jr.
10% Owner
Period of report
Jul 7, 2015
Accepted (ET)
Jul 8, 2015 · 2:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272597
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (par value $0.0001 per share)F1,F2 | Jul 7, 2015 | S | 100 | $3.75 | D | 1,792,596 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1By Oliver Company Holdings, LLC. Reporting person is the indirect owner of Oliver Company Holdings, LLC and has voting and investment power.
- F2Amount of securities benefically owned after reported transactions is 1,792,596 held of record as follows: 5,000 Roy T. Oliver, Jr.; 1,744,492 Oliver Company Holdings, LLC; 43,104 Valiant Invesments, LLC.