SEC Form 4 · accession 0001354488-16-007367
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wesley Clark
Director
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | S | 21,000 | $1.15 | D | 71,000 | D | |
| Common Stock | May 11, 2016 | S | 9,000 | $1.11 | D | 62,000 | D | |
| Common Stock | May 11, 2016 | S | 10,000 | $1.10 | D | 52,000 | D |
Table II — derivative securities
No Table II lines on this filing.