SEC Form 4 · accession 0001354488-15-005446
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary Sucoff
Director
Period of report
Dec 8, 2015
Accepted (ET)
Dec 9, 2015 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy) | $1.30 | Dec 8, 2015 | A | 75,000 | A | Dec 8, 2015 | Dec 8, 2020 | common stock , par value $0.001 | 75,000 | 75,000 | D |