SEC Form 4 · accession 0001140361-15-024896
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Catsimatidis
Director
Period of report
Jun 17, 2015
Accepted (ET)
Jun 19, 2015 · 11:31 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, par value $.001F2,F1 | Jun 17, 2015 | P | 10,000 | $1.68 | A | 397,505 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1387,505 shares of stock are held by United Acquisition Corp., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner
- F210,000 shares of stock are held by United Refining Inc., which is indirectly 100% owned and controlled by John A. Catsimatidis, who is therefore deemed the indirect beneficial owner