SEC Form 4 · accession 0001140361-15-019373
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cary Sucoff
Director
Period of report
Apr 27, 2015
Accepted (ET)
May 13, 2015 · 3:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock, par value $.001 | Apr 27, 2015 | M | 28,962 | $0.77 | A | 118,962 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1exercise of warrants