SEC Form 4 · accession 0001140361-15-014867
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian F King
Officer — COO
Period of report
Mar 26, 2015
Accepted (ET)
Apr 9, 2015 · 12:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Opton (Right to Buy)F1 | $1.45 | Mar 26, 2015 | A | 200,000 | A | Mar 26, 2015 | Mar 26, 2025 | common stock | 200,000 | 200,000 | D |
Explanation of responses
- F166,666 vest immediately, 66,667 vest after 1 year, and 66,667 vest after 2 years