SEC Form 4/A · accession 0001140361-15-014837
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Cary Sucoff
Director
Period of report
Mar 26, 2015
Accepted (ET)
Apr 9, 2015 · 9:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $1.45 | Mar 26, 2015 | A | 25,000 | A | Mar 26, 2015 | Mar 26, 2025 | common stock | 25,000 | 25,000 | D |