SEC Form 4 · accession 0001140361-15-014781
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kenneth T Smith
Officer — CFO
Period of report
Mar 26, 2015
Accepted (ET)
Apr 8, 2015 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Stock Optons (Right to Buy) | Mar 26, 2015 | A | 100,000 | $1.45 | A | 100,000 | D |
Table II — derivative securities
No Table II lines on this filing.