SEC Form 4 · accession 0001140361-15-008308
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Scott Hipkins
Other
Period of report
Jun 4, 2014
Accepted (ET)
Feb 23, 2015 · 10:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $0.70 | Jun 4, 2014 | A | 200,000 | A | Jun 4, 2014 | Jun 14, 2024 | common stock | 200,000 | 200,000 | D |
Explanation of responses
- F166,666 of the options vested immediately, 66,667 options vest on 6/14/15 and 66,667 options vest on 6/14/16, as long as Mr. Hipkins is employed by the Company