SEC Form 4 · accession 0001140361-15-005345
root9B Holdings, Inc. · RTNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J Grano Jr.
Officer — CEO and Chairman · Director
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 12:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001272550
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001F2,F1 | Feb 9, 2015 | J | 457,220 | — | A | 3,743,833 | I | Centurion Holdings |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock were acquired by the Reporting Person pursuant to the terms of an Agreement and Plan of Merger by and between the Issuer, IPSA International, Inc. ("IPSA") and IPSA International Services, Inc., whereby the holders of IPSA's equity securities were issued shares of the Issuer's common stock as partial consideration for the merger.
- F2The stock is held by Centurion Holdings LLC, of which Joseph Grano is a controlling member. The reporting person disclaims ownership of the securiteis except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.