SEC Form 4 · accession 0001271214-16-000015
Intersect ENT, Inc. · XENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Aaron Lehman
Officer — General Counsel
Period of report
Feb 22, 2016
Accepted (ET)
Feb 23, 2016 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001271214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $18.00 | Feb 22, 2016 | A | 130,000 | A | — | Feb 21, 2026 | Common Stock | 130,000 | 130,000 | D |
Explanation of responses
- F125% of the shares subject to the option vest on February 22, 2017 and 1/48th of the shares subject to the option vests monthly thereafter over three (3) years.