SEC Form 4 · accession 0001209191-15-005239
Intersect ENT, Inc. · XENT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick D Anderson
10% Owner
Period of report
Jan 19, 2015
Accepted (ET)
Jan 20, 2015 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001271214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 19, 2015 | J | 644,242 | $0.00 | D | 1,932,724 | I | By PTV Sciences II, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro-rata in-kind distribution by PTV Sciences II, L.P. ("PTV II") without consideration to its limited partners.
- F2These shares are held by PTV II. Pinto Technology Ventures GP II, L.P. ("PTV GP II") is the sole general partner of PTV II. Pinto TV GP Company LLC ("PTV Co.") is the sole general partner of PTV GP II. Rick Anderson is a manager of PTV Co. Mr. Anderson may be deemed to have beneficial ownership of the shares held by PTV II. Mr. Anderson disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.