SEC Form 4 · accession 0001209191-15-052706
LMP CAPITAL & INCOME FUND INC. · SCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Vanderlee
Other
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001270131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 10, 2015 | P | 700 | $16.09 | A | 7,901 | I | See Footnote |
| Common StockF1,F3,F2 | Jun 10, 2015 | P | 475 | $16.14 | A | 8,376 | I | See Footnote |
| Common StockF1 | Jun 10, 2015 | P | 565 | $16.14 | A | 13,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares previously acquired pursuant to the Fund's Dividend Reinvestment Plan.
- F2Purchased for the benefit of Mr. Vanderlee's wife.
- F3Includes the 7,901 shares reported in column 5.