SEC Form 3/A · accession 0000914851-19-000014
LMP CAPITAL & INCOME FUND INC. · SCD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Cynthia List
Other
Period of report
Dec 1, 2011
Accepted (ET)
Jan 3, 2019 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001270131
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 1,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Shares of the Fund were purchased in 2007 prior to Ms. List's appointment as Chief Financial Officer of the Subadviser.