SEC Form 4 · accession 0001144204-16-135250
INTERCEPT PHARMACEUTICALS, INC. · ICPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Bright
Officer — President International
Period of report
Nov 14, 2016
Accepted (ET)
Nov 17, 2016 · 9:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001270073
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | A | 293 | $0.00 | A | 18,598 | D | |
| Common Stock | Nov 15, 2016 | S | 140 | $112.2736 | D | 18,458 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares vested upon the satisfaction of certain performance milestones.
- F2Each employee of the Issuer who has received restricted stock awards has agreed to a mandatory sale of a sufficient number of shares of common stock to cover his or her withholding tax amounts upon the vesting of such restricted stock awards. The sales denoted here were made pursuant to such agreement to cover withholding tax obligations of the employee.