SEC Form 4 · accession 0001209191-15-003994
AMEDICA Corp · SINT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Whitfield
Officer — Chief Commercial Officer
Period of report
Jan 8, 2015
Accepted (ET)
Jan 13, 2015 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001269026
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $2.95 | Jan 8, 2015 | D | 100,000 | D | Feb 13, 2015 | Aug 13, 2024 | Common Stock | 100,000 | 70,000 | D |
| Stock Option | $0.95 | Jan 8, 2015 | A | 100,000 | A | Feb 13, 2015 | Aug 13, 2024 | Common Stock | 100,000 | 170,000 | D |
Explanation of responses
- F1The reporting person agreed to an amendment of his outstanding stock option, as reflected in this Form 4, for 100,000 shares of the Company's common stock granted to the reporting person on August 13, 2014 (the "August 2014 Option") changing the exercise price from $2.95 per share to an exercise prices of $.95 per share. The option continues to vest over a three year period at 16.67% every six months as long as the reporting person is employed by the Company on each vesting date and shall be accelerated as per the terms of the Retention Agreement.