SEC Form 5 · accession 0001209191-18-055060
TORTOISE ENERGY INFRASTRUCTURE CORP · TYG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Of Columbus Knights
10% Owner
Period of report
May 31, 2018
Accepted (ET)
Oct 16, 2018 · 12:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001268533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred Stock 4.01% | Dec 17, 2014 | P | 300,000 | $10.00 | A | 8,000,000 | D | |
| Preferred Stock 4.34% | Dec 17, 2014 | P | 600,000 | $10.00 | A | 21,000,000 | D | |
| Preferred Stock 4.01%F1 | holding | — | — | — | 5,000,000 | D | ||
| Preferred Stock 4.34%F1 | holding | — | — | — | 15,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Knights of Columbus became a beneficial owner of these securities as of October 9, 2014, which made Knights of Columbus subject to Section 16 as a 10% holder based upon 22,400,000 shares of mandatory redeemable preferred (MRP) stock outstanding as of November 30, 2014, as set forth in the issuer's financial statements contained in its annual report to shareholders for the period ended November 30, 2014, as filed with the Securities and Exchange Commission on January 21, 2015.