SEC Form 4 · accession 0001140361-18-001230
TORTOISE ENERGY INFRASTRUCTURE CORP · TYG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Sep 1, 2017
Accepted (ET)
Jan 8, 2018 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001268533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Sep 1, 2017 | P | 201 | $28.82 | A | 14,270 | D | |
| Common SharesF1 | Sep 1, 2017 | P | 68 | $28.82 | A | 3,041 | I | By spouse |
| Common SharesF1,F3 | Dec 1, 2017 | P | 226 | $26.22 | A | 14,636 | D | |
| Common SharesF1 | Dec 1, 2017 | P | 76 | $26.22 | A | 3,116 | I | By spouse |
| Common SharesF4 | Dec 20, 2017 | S | 1 | $25.87 | D | 14,635 | D | |
| Common Shares | holding | — | — | — | 297 | I | By adult child not living at home; reporting person can trade on account for adult child's benefit |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price.
- F2Includes 123.89 shares acquired under the TYG dividend reinvestment plan.
- F3Includes 139.69 shares acquired under the TYG dividend reinvestment plan.
- F4Sale of fractional shares by transfer agent in connection with transfer of shares to a brokerage account.