SEC Form 4 · accession 0001140361-18-000055
TORTOISE ENERGY INFRASTRUCTURE CORP · TYG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P. Bradley Adams
Officer — CEO & Princ Financial Officer
Period of report
Dec 1, 2016
Accepted (ET)
Jan 2, 2018 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001268533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 1, 2016 | P | 18 | $31.01 | A | 854 | I | By adult child living at home |
| Common SharesF1 | Dec 1, 2016 | P | 2 | $31.01 | A | 114 | I | By spouse |
| Common SharesF1,F2 | Mar 1, 2017 | P | 16 | $34.94 | A | 870 | I | By adult child living at home |
| Common SharesF1 | Mar 1, 2017 | P | 2 | $34.94 | A | 116 | I | By spouse |
| Common SharesF1 | Jun 1, 2017 | P | 2 | $31.98 | A | 119 | I | By spouse |
| Common SharesF1,F2 | Sep 1, 2017 | P | 20 | $28.82 | A | 890 | I | By adult child living at home |
| Common SharesF1 | Sep 1, 2017 | P | 3 | $28.82 | A | 121 | I | By spouse |
| Common SharesF1,F3 | Sep 1, 2017 | P | 2 | $28.82 | A | 8,007 | D | |
| Common SharesF1 | Dec 1, 2017 | P | 3 | $26.22 | A | 124 | I | By spouse |
| Common SharesF1,F4 | Dec 1, 2017 | P | 3 | $26.22 | A | 8,095 | D | |
| Common Shares | Dec 28, 2017 | P | 1,500 | $28.33 | A | 9,595 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4.
- F2Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to transaction and as of the date this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership.
- F3Includes 168.98 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.
- F4Includes 85.56 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.