SEC Form 5/A · accession 0001140361-18-000052

TORTOISE ENERGY INFRASTRUCTURE CORP · TYG

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 5/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Chief Executive Officer

Period of report

Nov 30, 2016

Accepted (ET)

Jan 2, 2018 · 1:25 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001268533

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Mar 1, 2016	P	3	$25.10	A	112	I	By spouse
Common Shares^F1,F2,F5	Mar 1, 2016	P	20	$25.10	A	7,836	D
Common Shares^F1	Jun 1, 2016	P	2	$28.25	A	112	I	By spouse
Common Shares^F1,F5	Jun 1, 2016	P	19	$28.25	A	7,836	D
Common Shares^F5	Aug 4, 2016	S	10	$30.75	D	7,836	D
Common Shares^F5	Aug 9, 2016	S	26	$31.43	D	7,836	D
Common Shares^F1,F4	Sep 1, 2016	L	18	$30.46	A	837	I	By adult child living at home
Common Shares^F1	Sep 1, 2016	L	2	$30.46	A	112	I	By spouse
Common Shares^F5	Dec 22, 2015	P	134	$25.53	A	7,836	D

No Table II lines on this filing.

F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price.
F2Includes 239.84 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan, and excludes 818.93 shares formerly reported as direct beneficial ownership but now being reported as indirect beneficial ownership by adult child living at home.
F3Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion.
F4Includes 818.93 shares formerly reported as direct beneficial ownership but now held by adult child living at home.
F5This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/16 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing.