SEC Form 5/A · accession 0001140361-18-000050
TORTOISE ENERGY INFRASTRUCTURE CORP · TYG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 5/A). It replaces an earlier filing for the same period.
Reporting owner
P. Bradley Adams
Officer — Chief Executive Officer
Period of report
Nov 30, 2015
Accepted (ET)
Jan 2, 2018 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001268533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2,F4 | Sep 1, 2015 | L | 14 | $35.76 | A | 7,355 | D | |
| Common SharesF1 | Sep 1, 2015 | L | 2 | $35.76 | A | 102 | I | By spouse |
| Common SharesF4 | Oct 9, 2015 | P | 226 | $30.96 | A | 7,355 | D | |
| Common SharesF4 | Nov 20, 2015 | P | 235 | $29.41 | A | 7,355 | D | |
| Common SharesF4 | Oct 6, 2015 | P | 183 | $30.96 | A | 7,355 | D | |
| Common SharesF4 | Nov 17, 2015 | P | 183 | $29.41 | A | 7,355 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
- F2Includes 103.31 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.
- F3Non-discretionary transaction; transaction by reporting person's investment adviser in account over which reporting person has no discretion
- F4This Form 5 Amendment is being filed to correct the original Form 5 filing for fiscal year end 11/30/15 to include certain non-discretionary purchases by the reporting person's investment adviser in an account over which the reporting person has no discretion which were inadvertently excluded from the original Form 5 filing.