SEC Form 5 · accession 0001140361-17-001815
TORTOISE ENERGY INFRASTRUCTURE CORP · TYG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Matlack
Director · Other
Period of report
Nov 30, 2016
Accepted (ET)
Jan 13, 2017 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001268533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 1, 2015 | L | 10 | $26.78 | A | 485 | D | |
| Common SharesF1,F3 | Dec 1, 2015 | L | 83 | $26.78 | A | 51,504 | I | By Matlack Living Trust dated 12/30/04 |
| Common SharesF1 | Mar 1, 2016 | L | 11 | $25.10 | A | 485 | D | |
| Common SharesF1 | Mar 1, 2016 | L | 142 | $25.10 | A | 51,504 | I | By Matlack Living Trust dated 12/30/04 |
| Common SharesF1 | Jun 1, 2016 | L | 10 | $28.25 | A | 485 | D | |
| Common SharesF1 | Jun 1, 2016 | L | 130 | $28.25 | A | 51,504 | I | By Matlack Living Trust dated 12/30/04 |
| Common SharesF1 | Sep 1, 2016 | L | 9 | $30.46 | A | 485 | D | |
| Common SharesF1 | Sep 1, 2016 | L | 123 | $30.46 | A | 51,504 | I | By Matlack Living Trust dated 12/30/04 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.
- F2Includes 4.97 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.
- F3Includes 4,472.87 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.