SEC Form 4 · accession 0001140361-17-001793
TORTOISE ENERGY INFRASTRUCTURE CORP · TYG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth P Malvey
Other
Period of report
Dec 1, 2015
Accepted (ET)
Jan 13, 2017 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001268533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 1, 2015 | P | 137 | $26.78 | A | 12,240 | D | |
| Common SharesF1 | Dec 1, 2015 | P | 62 | $26.78 | A | 2,611 | I | By spouse |
| Common SharesF1,F3 | Mar 1, 2016 | P | 202 | $25.10 | A | 12,556 | D | |
| Common SharesF1 | Mar 1, 2016 | P | 68 | $25.10 | A | 2,679 | I | By spouse |
| Common SharesF1 | Jun 1, 2016 | P | 185 | $28.25 | A | 12,740 | D | |
| Common SharesF1 | Jun 1, 2016 | P | 62 | $28.25 | A | 2,742 | I | By spouse |
| Common SharesF1,F4 | Sep 1, 2016 | P | 175 | $30.46 | A | 13,119 | D | |
| Common SharesF1 | Sep 1, 2016 | P | 59 | $30.46 | A | 2,801 | I | By spouse |
| Common SharesF1,F5 | Dec 1, 2016 | P | 176 | $31.01 | A | 13,403 | D | |
| Common SharesF1 | Dec 1, 2016 | P | 59 | $31.01 | A | 2,860 | I | By spouse |
| Common SharesF6 | holding | — | — | — | 0 | I | By self as custodian of child's account |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price.
- F2Includes 119.45 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.
- F3Includes 113.19 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.
- F4Includes 203.70 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.
- F5Includes 108.08 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan.
- F6Excludes 264.73 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.