SEC Form 5 · accession 0001140361-17-001694
TORTOISE ENERGY INFRASTRUCTURE CORP · TYG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shobana Gopal
Officer — Vice President
Period of report
Nov 30, 2016
Accepted (ET)
Jan 12, 2017 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001268533
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2015 | L | 42 | $26.78 | A | 2,269 | D | |
| Common SharesF1 | Mar 1, 2016 | L | 46 | $25.10 | A | 2,269 | D | |
| Common SharesF1 | Jun 1, 2016 | L | 42 | $28.25 | A | 2,269 | D | |
| Common SharesF1 | Sep 1, 2016 | L | 40 | $30.46 | A | 2,269 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6.