SEC Form 4 · accession 0001144204-16-129201
MARINUS PHARMACEUTICALS INC · MRNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Michael Powell
10% Owner
SOFINNOVA VENTURE PARTNERS VI L P
10% Owner
James Healy
10% Owner
Alain Azan
10% Owner
Sofinnova Venture Affiliates VI LP
10% Owner
Eric Buatois
10% Owner
Sofinnova Management VI, L.L.C.
10% Owner
Anand Mehra
10% Owner
Period of report
Oct 20, 2016
Accepted (ET)
Oct 24, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2016 | S | 724,788 | $1.389 | D | 1,134,851 | I | See footnote |
| Common StockF2 | Oct 20, 2016 | S | 13,367 | $1.389 | D | 224,845 | I | See footnote |
| Common StockF3 | Oct 20, 2016 | S | 12,528 | $1.389 | D | 15,470 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by Sofinnova Venture Partners VI, L.P. ("SVP VI"). Sofinnova Management VI, L.L.C. ("SM VI") is the general partner of SVP VI and James I. Healy ("Healy"), Michael F. Powell ("Powell"), Alain L. Azan ("Azan") and Eric P. Buatois ("Buatois"), the managing members of SM VI, and Anand Mehra ("Mehra"), a former director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.
- F2Shares are held by Sofinnova Venture Partners VI GmbH & Co. KG ("SVP KG"). SM VI is the managing limited partner of SVP KG, and Healy, Powell, Azan and Buatois, the managing members of SM VI, and Mehra, a former director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.
- F3Shares are held by Sofinnova Venture Affiliates VI, L.P. ("SVA VI"). SM VI is the general partner of SVA VI, and Healy, Powell, Azan and Buatois, the managing members of SM VI, and Mehra, a former director of the Issuer, may be deemed to share voting and dispositive power over the shares held by such entities.