SEC Form 4 · accession 0000904454-17-000055
MARINUS PHARMACEUTICALS INC · MRNS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicole Vitullo
Director · 10% Owner
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2017 | A | 4,500 | $0.00 | A | 7,800 | D | |
| Common StockF3 | holding | — | — | — | 2,476,886 | I | By Domain Partners VI, L.P. | |
| Common StockF3 | holding | — | — | — | 17,000 | I | By DP VI Associates, L.P. | |
| Common StockF3 | holding | — | — | — | 42,550 | I | By Domain Associates, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.21 | Jan 17, 2017 | A | 10,500 | A | — | Jan 17, 2027 | Common Stock | 10,500 | 10,500 | D |
Explanation of responses
- F1Represents shares of restricted stock which vest on 01/17/2018. Each share of restricted stock represents the right to receive, at settlement, one share of Common Stock.
- F2The options vest in 12 equal monthly installments commencing 01/31/2017.
- F3The Reporting Person is a managing member of Domain Associates, LLC and a managing member of One Palmer Square Associates VI, LLC, the sole general partner of Domain Partners VI, L.P. and DP VI Associates, L.P. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by each such entity, however she disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed her pecuniary interest therein and/or that are not actually distributed to her.