SEC Form 4 · accession 0001267602-18-000036
ALIMERA SCIENCES INC · ALIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David Holland
Officer — SVP of Sales and Marketing
Period of report
Jan 22, 2018
Accepted (ET)
Jan 25, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2018 | A | 56,400 | $0.00 | A | 165,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $1.16 | Jan 22, 2018 | A | 150,000 | A | — | Jan 21, 2028 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Represents shares of common stock underlying a restricted stock unit award (RSU). The RSU shall vest in two equal daily installments beginning on January 29, 2019, provided that the Reporting Person has provided continuous service to the Issuer through the applicable vesting date.
- F2This option shall vest in forty-eight equal monthly installments beginning on January 22, 2018, provided that the Reporting Person remains continuously employed by the Issuer through each vesting period.