SEC Form 4 · accession 0001267602-16-000097
ALIMERA SCIENCES INC · ALIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Ashman
Officer — SVP, EU Managing Director
Period of report
Jan 4, 2016
Accepted (ET)
Jan 6, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267602
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.47 | Jan 4, 2016 | A | 125,000 | A | — | Jan 3, 2026 | Common Stock | 125,000 | 125,000 | D |
Explanation of responses
- F1This option shall vest in forty-eight equal monthly installments beginning on January 4, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each vesting period.