SEC Form 4 · accession 0001267602-15-000057

ALIMERA SCIENCES INC · ALIM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — COO and CFO

Period of report

Oct 15, 2015

Accepted (ET)

Oct 16, 2015 · 5:17 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001267602

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 15, 2015	M	13,625	$2.04	A	48,599	D
Common Stock^F2	Oct 15, 2015	S	13,625	$2.6874	D	34,974	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$2.04	Oct 15, 2015	M	13,625	D	—	Oct 31, 2015	Common Stock	13,625	0	D

F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2015.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
F3Became exercisable with respect to one-quarter (1/4) of the shares of stock which are subject to this option on October 31, 2006 (the "Initial Vesting Date") and with respect to the remainder of the shares in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date.