SEC Form 4 · accession 0001209191-16-115406
ALIMERA SCIENCES INC · ALIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Kate Mitchell
10% Owner
BAVP, L.P.
10% Owner
Scale Venture Management I, LLC
10% Owner
Rory O'Driscoll
10% Owner
Period of report
Apr 20, 2016
Accepted (ET)
Apr 22, 2016 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2016 | S | 100 | $2.02 | D | 4,477,291 | D | |
| Common StockF1,F2 | Apr 21, 2016 | S | 453,870 | $2.54 | D | 4,023,421 | D | |
| Common StockF1,F3 | Apr 21, 2016 | S | 20,703 | $3.35 | D | 4,002,718 | D | |
| Common StockF1,F4 | Apr 21, 2016 | S | 3,300 | $4.15 | D | 3,999,418 | D | |
| Common StockF1 | Apr 21, 2016 | S | 700 | $5.15 | D | 3,998,718 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 trading plan.
- F2The shares were sold at prices ranging from $2.00 to $2.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The shares were sold at prices ranging from $3.00 to $3.88. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The shares were sold at prices ranging from $4.12 to $4.28. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.