SEC Form 4 · accession 0001209191-15-034411
ALIMERA SCIENCES INC · ALIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Kate Mitchell
10% Owner
BAVP, L.P.
10% Owner
Scale Venture Management I, LLC
10% Owner
Rory O'Driscoll
10% Owner
Period of report
Apr 13, 2015
Accepted (ET)
Apr 15, 2015 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267602
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 13, 2015 | S | 100 | $5.00 | D | 4,558,391 | D | |
| Common StockF1,F3,F2 | Apr 14, 2015 | S | 18,400 | $5.0105 | D | 4,539,991 | D | |
| Common StockF1,F4,F2 | Apr 15, 2015 | S | 17,300 | $5.0586 | D | 4,522,691 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 trading plan.
- F2The shares are held by BAVP, LP ("BAVP"). The General Partner of BAVP is Scale Venture Management I, LLC ("Scale"). Kate Mitchell and Rory O'Driscoll are the managing members of Scale and share voting and investment power with respect to these shares. Each of the managing members of Scale disclaims beneficial ownership with respect to these shares except to the extent of their pecuniary interest therein.
- F3The shares were sold at prices ranging from $5.00 to $5.06. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4The shares were sold at prices ranging from $5.00 to $5.13. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.