SEC Form 4 · accession 0000904454-16-001290
ALIMERA SCIENCES INC · ALIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian K Halak
Director
Period of report
Jun 23, 2016
Accepted (ET)
Jun 27, 2016 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267602
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $1.49 | Jun 23, 2016 | A | 20,000 | A | — | — | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1The option will vest over one year in 12 equal monthly installments, beginning one month after the date of grant, providing the Reporting Person provides continuous service to the Issuer through the applicable vesting date.
- F2The option will expire on the earlier of (a) 06/23/2026 or (b) the date that is 36 months after the termination of the Reporting Person's service to the issuer.