SEC Form 4 · accession 0001192482-18-000479
COLLEGIUM PHARMACEUTICAL, INC · COLL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Thomas Heffernan
Director
Period of report
Nov 15, 2018
Accepted (ET)
Nov 16, 2018 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 15, 2018 | S | 21,400 | $16.53 | D | 339,600 | D | |
| Common StockF3 | Nov 15, 2018 | S | 3,600 | $17.05 | D | 336,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2018.
- F2The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3).
- F3The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.06, inclusive.