SEC Form 4 · accession 0001726121-18-000002
ASPEN INSURANCE HOLDINGS LTD · AHL-PD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Gerard Schick
Officer — Group Chief Operating Officer
Period of report
Feb 9, 2018
Accepted (ET)
Feb 13, 2018 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267395
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (2018 Grant)F1,F2 | — | Feb 9, 2018 | A | 4,515 | A | — | — | Ordinary Shares | 4,515 | 4,515 | D |
Explanation of responses
- F1Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.
- F2Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.