SEC Form 4/A · accession 0001562198-17-000012
ASPEN INSURANCE HOLDINGS LTD · AHL-PD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Emil Issavi
Officer — President and CUO, Aspen Re
Period of report
Feb 8, 2017
Accepted (ET)
Mar 28, 2017 · 3:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2,F3 | Feb 8, 2017 | A | 73 | — | A | 4,936 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The additional 73 ordinary shares were omitted from the Reporting Person's Form 4 filed on February 8, 2017, and all Forms 4 filed by the Reporting Person after February 8, 2017, due to a tax re-calculation.
- F2The additional 73 ordinary shares were acquired upon mandatory conversion of previously granted 2016 Restricted Share Units on February 8, 2017.
- F3The number of ordinary shares outstanding differs from the Reporting Person's previously filed Form 4 due to a transaction that was exempt from reporting on Form 4.