SEC Form 4/A · accession 0001561533-17-000016
ASPEN INSURANCE HOLDINGS LTD · AHL-PD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen Postlewhite
Officer — CEO Aspen Insurance
Period of report
Feb 22, 2017
Accepted (ET)
Nov 22, 2017 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Feb 22, 2017 | A | 744 | — | A | 40,065 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person's Form 4 filed on February 24, 2017 erroneously reported that 6,608 ordinary shares were withheld from the Reporting Person in order to satisfy tax liability upon the previously granted performance share units (2014 Grant) when in fact 5,864 ordinary shares were withheld. As a result, the reported amount of ordinary shares beneficially owned by the Reporting Person on Forms 4 on and after February 24, 2017 was erroneously reduced by 744 ordinary shares.
- F2Ordinary shares acquired upon mandatory conversion of Performance Shares in accordance with the performance conditions having been met.