SEC Form 4/A · accession 0001561304-17-000012
ASPEN INSURANCE HOLDINGS LTD · AHL-PD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Cain
Officer — CEO, ABL & Group GC
Period of report
Feb 8, 2017
Accepted (ET)
Nov 22, 2017 · 12:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1,F2 | Feb 8, 2017 | A | 341 | — | A | 53,223 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person's Form 4 filed on February 10, 2017 erroneously reported that 341 ordinary shares were withheld from the Reporting Person in order to satisfy tax liability upon the previously granted restricted share units (2016 Grant and 2015 Part Bonus) when in fact no ordinary shares were withheld. As a result, the reported amount of ordinary shares beneficially owned by the Reporting Person on Forms 4 on and after February 10, 2017 was erroneously reduced by 341 ordinary shares.
- F2Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.