SEC Form 4 · accession 0001209191-16-134383
ASPEN INSURANCE HOLDINGS LTD · AHL-PD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Lillelund
Officer — CEO, Aspen Reinsurance
Period of report
Jul 27, 2016
Accepted (ET)
Jul 29, 2016 · 11:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267395
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RSU 2016 (Off Cycle)F1,F2 | — | Jul 27, 2016 | A | 5,478 | A | — | — | Ordinary Shares | 5,478 | 5,478 | D |
Explanation of responses
- F1Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.
- F2Represents 2016 Restricted Share Units granted on July 27, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.