SEC Form 4/A · accession 0001209191-16-113362
ASPEN INSURANCE HOLDINGS LTD · AHL-PD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Scott Kirk
Officer — Group CFO
Period of report
Apr 6, 2016
Accepted (ET)
Apr 6, 2016 · 7:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267395
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (2016 Grant)F2,F1,F3 | — | Apr 6, 2016 | A | 1,096 | A | — | — | Ordinary Shares | 1,096 | 6,572 | D |
Explanation of responses
- F1Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.
- F2The additional 1,096 Restricted Share Units were omitted from the Reporting Person's Form 4 filed on February 10, 2016 and were also omitted from all Forms 4 filed by the Reporting Person after February 10, 2016.
- F3Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan. One-third of the 2016 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to received a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.