SEC Form 4 · accession 0001209191-15-081406
ASPEN INSURANCE HOLDINGS LTD · AHL-PD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher O'Kane
Officer — CEO · Director
Period of report
Nov 19, 2015
Accepted (ET)
Nov 20, 2015 · 7:31 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 19, 2015 | M | 87,719 | $23.65 | A | 313,699 | D | |
| Ordinary SharesF2 | Nov 19, 2015 | S | 63,500 | $50.1719 | D | 250,199 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2006 Options | $23.65 | Nov 19, 2015 | M | 87,719 | D | Feb 26, 2009 | Feb 16, 2016 | Ordinary Shares | 87,719 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on November 12, 2015. This sale of ordinary shares was to cover the 2006 option exercise price and taxes.
- F2The price is the weighted average sale price of the aggregate number of shares that were sold by the Reporting Person. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.48. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.