SEC Form 4 · accession 0001209191-15-009800
ASPEN INSURANCE HOLDINGS LTD · AHL-PD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher O'Kane
Officer — CEO · Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 5, 2015 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267395
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 3, 2015 | M | 17,850 | $27.28 | A | 207,261 | D | |
| Ordinary SharesF1 | Feb 3, 2015 | S | 17,850 | $45.00 | D | 189,411 | D | |
| Ordinary Shares | Feb 4, 2015 | M | 10,819 | $27.28 | A | 200,230 | D | |
| Ordinary SharesF1 | Feb 4, 2015 | S | 10,819 | $45.00 | D | 189,411 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2007 Options | $27.28 | Feb 3, 2015 | M | 17,850 | D | May 4, 2010 | May 4, 2015 | Ordinary Shares | 17,850 | 10,819 | D |
| 2007 Options | $27.28 | Feb 4, 2015 | M | 10,819 | D | May 4, 2010 | May 4, 2015 | Ordinary Shares | 10,819 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on August 14, 2014.