SEC Form 4 · accession 0001209191-19-018837
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tammy L. Schultz
Officer — EVP
Period of report
Mar 9, 2019
Accepted (ET)
Mar 12, 2019 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2019 | F | 64 | $99.96 | D | 9,397 | D | |
| Common Stock | Mar 10, 2019 | F | 62 | $99.96 | D | 9,335 | D | |
| Common StockF1 | Mar 10, 2019 | A | 598 | $0.00 | A | 9,933 | D | |
| Common StockF2,F3 | Mar 10, 2019 | F | 146 | $99.96 | D | 9,787 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2016-2018 performance cycle.
- F2Represents shares withheld to satisfy withholding obligations upon the March 10, 2019 PSU vesting.
- F3Includes restricted stock units.