SEC Form 4 · accession 0001209191-19-018820
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan B. Colberg
Officer — President and CEO · Director
Period of report
Mar 9, 2019
Accepted (ET)
Mar 12, 2019 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2019 | F | 2,225 | $99.96 | D | 110,602 | D | |
| Common Stock | Mar 10, 2019 | F | 2,621 | $99.96 | D | 107,981 | D | |
| Common StockF1 | Mar 10, 2019 | A | 35,006 | $0.00 | A | 142,987 | D | |
| Common StockF2,F3,F4 | Mar 10, 2019 | F | 18,631 | $99.96 | D | 124,356 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2016-2018 performance cycle.
- F2Represents shares withheld to satisfy withholding obligations upon the March 10, 2019 PSU vesting.
- F3Includes restricted stock units.
- F4Includes 93.1720 shares acquired under the Assurant, Inc. Amended and Restated 2004 Employee Stock Purchase Plan ("ESPP") on December 31, 2018.