SEC Form 4 · accession 0001209191-18-036982
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Pagano
Officer — EVP, CRO
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2018 | G | 2,000 | $0.00 | D | 59,993 | D | |
| Common StockF1,F2 | Jun 7, 2018 | S | 2,500 | $95.5477 | D | 57,493 | D | |
| Common StockF3 | holding | — | — | — | 4,039 | I | By 401 (k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.11 through $96.01, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
- F2Includes restricted stock units.
- F3Between May 21, 2008 and March 31, 2018, Mr. Pagano acquired 4,039.405 shares of Assurant. Inc. common stock under the Assurant, Inc. 401(k) Plan. The information in this report is based on a plan statement dated as of March 31, 2018.