SEC Form 4 · accession 0001209191-18-025004
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Pagano
Officer — EVP, CRO
Period of report
Apr 12, 2018
Accepted (ET)
Apr 16, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 12, 2018 | A | 9,850 | $0.00 | A | 66,934 | D | |
| Common StockF2,F3 | Apr 12, 2018 | F | 4,616 | $91.80 | D | 62,318 | D | |
| Common Stock | holding | — | — | — | 4,013 | I | By 401 (k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2015-2017 performance cycle.
- F2Represents shares withheld to satisfy withholding obligations upon the April 12, 2018 PSU vesting.
- F3Includes restricted stock units.