SEC Form 4 · accession 0001209191-17-028162
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Pagano
Officer — EVP, CRO
Period of report
Apr 21, 2017
Accepted (ET)
Apr 25, 2017 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 21, 2017 | A | 10,853 | $0.00 | A | 66,137 | D | |
| Common StockF2,F3 | Apr 21, 2017 | F | 5,597 | $94.70 | D | 60,540 | D | |
| Common StockF4 | holding | — | — | — | 3,928 | I | by 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2014-2016 performance cycle.
- F2Represents shares withheld to satisfy withholding obligations upon the April 21, 2017 PSU vesting.
- F3Includes restricted stock units.
- F4Between May 21, 2008 and December 31, 2016, Mr. Pagano acquired 3,928.050 shares of Assurant. Inc. common stock under the Assurant, Inc. 401(k) Plan. The information in this report is based on a plan statement dated as of December 31, 2016.