SEC Form 4 · accession 0001209191-17-028161
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gene Mergelmeyer
Officer — EVP, COO
Period of report
Apr 21, 2017
Accepted (ET)
Apr 25, 2017 · 6:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 21, 2017 | A | 10,853 | $0.00 | A | 123,342 | D | |
| Common StockF2,F3 | Apr 21, 2017 | F | 5,664 | $94.70 | D | 117,678 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the number of shares issued upon vesting of performance share units ("PSUs") based on the relative performance achieved during the 2014-2016 performance cycle.
- F2Represents shares withheld to satisfy withholding obligations upon the April 21, 2017 PSU vesting.
- F3Includes restricted stock units.