SEC Form 4 · accession 0001209191-17-020499
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Pagano
Officer — EVP, CRO
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | F | 652 | $99.64 | D | 62,837 | D | |
| Common Stock | Mar 12, 2017 | F | 810 | $99.64 | D | 62,027 | D | |
| Common StockF2,F3 | Mar 13, 2017 | S | 6,000 | $99.5326 | D | 56,027 | D | |
| Common Stock | holding | — | — | — | 3,928 | I | Through 401 (k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2015.
- F2The price range in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.15 through $100.05, inclusive. The reporting person undertakes to provide Assurant, Inc., any security holder of Assurant, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth to this footnote to this Form 4.
- F3Includes restricted stock units.