SEC Form 4 · accession 0001209191-17-020272
ASSURANT, INC. · AIZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Pagano
Officer — EVP, CRO
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001267238
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 9, 2017 | A | 3,689 | $0.00 | A | 63,489 | D | |
| Common StockF3 | holding | — | — | — | 3,928 | I | Through 401 (k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are represented by restricted stock units.
- F2Includes restricted stock units.
- F3Between May 21, 2008 and December 31, 2016, Mr. Pagano acquired 3,928.050 shares of Assurant. Inc. common stock under the Assurant, Inc. 401(k) Plan. The information in this report is based on a plan statement dated as of December 31, 2016.